Helane Morrison is firm, sharp, hardworking and assertive when it comes to compliance. She insists that every business should be ethical and sold to customers. She is the type of person who maintains moral integrity throughout her business transactions. With the recent state of economic inflation, not everyone is ready to play by the rules like she does.
Born in Brooklyn, New York, Morrison attained a journalism bachelor’s degree from the Northwestern University. She later served as the chief editor at the Berkeley California Law School University. At the University, she was the seasonal speaker about investment advisory legal and compliance matters.
Helane Morrison’s professional career
Helane currently serves as the Hall Capital Partners LLC Chief Compliance Officer. Before joining the Hall Capital, she served at the U.S. Exchange and Securities Commission. She was responsible for the commission of other examination and enforcement programs in Alaska, Montana, Oregon, Idaho, and Washington. She was in charge of other several major enforcement actions that targeted fraudulent market investors.
During her tenure as the commission’s leader, the organization operations increased and served the Commission with great distinction. The commission has been able to tackle complicated projects as well as controlled securities firms.
Her operations also involved regulatory compliance, litigation matters and enforcement of securities in the five Northern States. She represented the commission in other government agencies, financial communities, business relations as well as other legal issues. She described fraud cases concerning capital like NextCard Inc, HBO, Google, and Hewlett-Packard. She also revealed massive corruption and false securities in American Amicable that gives insurance to military people.
Helane Morrison has inspected several corporate fraudulent cases
During her work tenure, she also investigated many transfer agents, broker-dealers, mutual funds, registered entities and investment advisers. Her reports led to extensive risk-targeted assessment examinations of the industry problems and trends.
She also investigated financial fraud cases against top senior managers of McKesson Corp, HBO and the Hawaiian Airlines, Inc. She also filed auditing cases against the former Young partner and Ernst for fraudulent audit work papers.
Morrison also investigated Arthur Andersen for improper and fraudulent professional conduct. Helane also investigated TD Waterhouse brokerage firm for its anonymous investment advisory payments. She also studied PaineWebber UBS, Inc due to its failure to supervise fraudulent clients.
Helane also practiced law at Rabkin and Falk, Canady, Howard, Rice, and Nemerovski. She was concerned with SEC matters, own securities defense, business lawsuits and other corporate investigations. Helane’s diligence, enthusiasm, and creativity continue to inspire current lawyers.